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  2. Client Onboarding

Client Onboarding

Overview for adding new clients, drafting accounts, compliance processes, and more.

KYC and Agreements

  • KYC Process & Suspended Accounts
  • Client Agreement Templates
  • Regulatory Account Exceptions

New Accounts

  • Drafting new accounts for your clients
  • Supported Account Types and Securities
  • Resending or Canceling an Account Application
  • Setting Up ACAT Transfers

New Clients

  • Client Experience Overview
  • Adding New Clients for Your Team
  • Zoe Mobile App: Stay Connected to Your Investments

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